$112.5 Million Settlement reached to resolve False Claims Act Allegations against Duke University

Settlement Amount: 
$112,500,000

A settlement has been reached to resolve False Claims Act allegations against Duke University.

The allegations arose from a lawsuit that claimed Duke University violated the False Claims Act by submitting applications and progress reports that contained falsified research on federal grants to the National Institutes of Health (NIH) and to the Environmental Protection Agency (EPA).

According to the government, between 2006 and 2018, Duke knowingly submitted and caused to be submitted claims to the NIH and to the EPA that contained falsified or fabricated data or statements in thirty grants, causing the NIH and EPA to pay out grants funds they otherwise would not have.  Specifically, that the results of certain research related to mice conducted by a Duke research technician in its Airway Physiology Laboratory, as well as statements based on those research results, were falsified and/or fabricated.

“Taxpayers expect and deserve that federal grant dollars will be used efficiently and honestly.  Individuals and institutions that receive research funding from the federal government must be scrupulous in conducting research for the common good and rigorous in rooting out fraud,” said Matthew G.T. Martin, United States Attorney for the Middle District of North Carolina.  “May this serve as a lesson that the use of false or fabricated data in grant applications or reports is completely unacceptable.”

“Duke knowingly, the government contended, falsified data to claim millions of grant dollars from the National Institutes of Health,” said Maureen R. Dixon, Special Agent in Charge, Office of Inspector General for the U.S. Department of Health and Human Services.  “OIG and our law enforcement partners will continue to hold such grantees fully accountable regardless of the length or complexity of the investigations.” 

Duke is a private university located in Durham, North Carolina.

The Whistleblower, Joseph Thomas, a former Duke employee, will receive $33,750,000 from the settlement.

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